Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Schmitt is an active investment advisor representative, registered in Michigan and Texas, with over 13 years of experience in the financial services industry. Nicole is affiliated with J.p. Morgan Securities LLC and has been with the firm since June 2024. Nicole's previous experience includes roles with Morgan Stanley, Wells Fargo Advisors, Concorde Investment Services, LLC, and Fifth Third Securities, Inc. Nicole holds Series 6, 7, 63, and 66 securities licenses and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MI
06/20/2024 - Present
J.p. Morgan Securities LLC (Birmingham MI)
MI
04/12/2022 - 06/13/2024
MORGAN STANLEY (Bloomfield Hills MI)
MI
01/05/2022 - 03/28/2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BLOOMFIELD HILLS MI)
MI
10/05/2018 - 05/03/2019
CONCORDE INVESTMENT SERVICES, LLC (ANN ARBOR MI)
MI
08/06/2008 - 10/11/2016
FIFTH THIRD SECURITIES, INC. (SOUTHFIELD MI)
MI
03/07/2007 - 08/07/2008
NATCITY INVESTMENTS, INC. (WHITMORE LAKE MI)
BC
Issued 05/27/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/2016
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2010
Series 7 - General Securities Representative Examination
BC
Issued 03/05/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Nicole Schmitt is the right advisor for you? Invested Better is here to help.
