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Nicole Sayuri Eguchi

City National Securities, Inc.

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About Nicole Sayuri Eguchi

Nicole Sayuri Eguchi is a registered representative with City National Securities, Inc. and has been in the industry since June 5, 2015. Previously, Nicole Sayuri Eguchi was associated with UNIONBANC INVESTMENT SERVICES, LLC in Irvine, CA. She holds the Series 6, Series 7TO and Series 63 licenses and has been a registered representative since July 22, 2024. Nicole Sayuri Eguchi is a Series 6, Series 7, and Series 63 licensed professional with over nine years of experience.

Firm Information

Nicole Eguchi is currently registered with City National Securities, Inc.. City National Securities, Inc. is a corporation formed in November 1999 and headquartered in Los Angeles, California. The firm provides a range of investment advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. They have regulatory assets under management of over $1.5 billion across 2,004 accounts. The firm caters to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, and pension plans. They are registered with the SEC and in all 51 states.
City National Securities, Inc.

555 SOUTH FLOWER STREET

LOS ANGELES, CA 90071

$1.59B

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Mutual fund fees, broker fees & transaction fees

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Nicole Eguchi’s Registration & Firm History

CA

07/22/2024 - Present

City National Securities, Inc. (IRVINE CA)

CA

02/17/2010 - 04/04/2019

UNIONBANC INVESTMENT SERVICES, LLC (IRVINE CA)

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Licenses & Designations

BC

Issued 02/26/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/20/2024

Series 7TO - General Securities Representative Examination

BC

Issued 01/19/2024

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicole Sayuri Eguchi.
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