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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Fawley is a financial advisor with Morgan Stanley, providing comprehensive financial planning and investment management services to individuals, families, businesses, and institutions. Nicole has been in the financial industry since 2001 and has a strong track record of success in helping clients achieve their financial goals. Nicole holds the Series 6, 7, 63, and 66 licenses. Her expertise includes a variety of investment products and services, including stocks, bonds, mutual funds, and ETFs. Nicole is dedicated to building lasting relationships with her clients and providing them with personalized advice that meets their unique needs. Nicole is registered with and employed by Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
LA
06/15/2016 - Present
Morgan Stanley (Baton Rouge LA)
LA
09/01/2009 - 06/17/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BATON ROUGE LA)
LA
07/06/2005 - 09/01/2009
CHASE INVESTMENT SERVICES CORP. (BATON ROUGE LA)
IL
10/09/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
TN
10/02/2002 - 07/25/2003
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
PA
04/06/2001 - 05/23/2002
ING AMERICA EQUITIES, INC. (WEST CHESTER PA)
BOTH
Issued 02/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/05/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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