Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Ng is a financial professional with over 16 years of experience in the industry. Nicole is currently registered with MML Investors Services, LLC in Arcadia, California and holds Series 7, Series 63, Series 65, and SIE licenses. Nicole has a strong background in providing financial advice to a wide range of clients, including individuals, corporations, and trusts. Nicole is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
03/27/2024 - Present
MML Investors Services, LLC (ARCADIA CA)
CA
09/14/2023 - 02/22/2024
NYLIFE SECURITIES LLC (YORBA LINDA CA)
CA
12/16/2019 - 04/04/2023
NYLIFE SECURITIES LLC (San Dimas CA)
CA
04/19/2017 - 10/24/2019
ONEAMERICA SECURITIES, INC. (City of Industry CA)
CA
03/23/2016 - 10/07/2016
MAIA SECURITIES, INC. (YORBA LINDA CA)
CA
12/16/2013 - 03/31/2014
GLOBALINK SECURITIES, INC. (PASADENA CA)
CA
01/13/2010 - 10/24/2011
GLOBAL-AMERICAN INVESTMENTS, INC. (WALNUT CA)
CA
12/08/1999 - 11/29/2007
FORTUNE SECURITIES, INC. (ALHAMBRA CA)
IA
Issued 06/29/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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