Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Griffiths is a financial advisor with Commonwealth Financial Network, a firm based in Waltham, MA. Nicole has been in the industry since 2010. Nicole is licensed in the state of California and holds Series 7, 99TO, and SIE licenses as well as the Series 24 and Series 66. Previously, Nicole was registered with ABD RETIREMENT SERVICES, INC. and Fidelity Brokerage Services LLC. Commonwealth Financial Network has been providing financial advice to individuals, businesses, and organizations since 1986.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/04/2021 - Present
Commonwealth Financial Network (SAN DIEGO CA)
CA
01/27/2020 - 04/09/2021
ABD RETIREMENT SERVICES, INC. (San Francisco CA)
CA
10/03/2014 - 12/09/2019
FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)
MA
01/02/2013 - 08/19/2014
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
MA
05/07/2010 - 12/19/2012
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
BOTH
Issued 02/17/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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