Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Rutigliano is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Nicole has been in the financial services industry since 1998. Nicole holds multiple FINRA licenses, including Series 7, 6, 63, 65 and SIE, and has a wide range of experience in the industry. Nicole is currently registered in 48 states and 2 jurisdictions for investment advisory activities. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Nicole was employed by J.P. Morgan Securities LLC, PNC Investments, and Chase Investment Services Corp. Nicole focuses on providing portfolio management for businesses and individuals, and offers various advisory services such as performance measurement reports, allocation modeling, IPS, research reports and services, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/30/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BRIDGEWATER NJ)
NJ
05/12/2015 - 05/04/2024
J.P. MORGAN SECURITIES LLC (Jersey City NJ)
NJ
10/27/2014 - 04/28/2015
PNC INVESTMENTS (BEDMINSTER NJ)
NJ
10/01/2012 - 10/13/2014
J.P. MORGAN SECURITIES LLC (MORRISTOWN NJ)
NJ
12/15/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MORRISTOWN NJ)
CO
01/04/2010 - 10/25/2011
THE LEADERS GROUP, INC. (LITTLETON CO)
NJ
05/08/2007 - 01/14/2008
CHASE INVESTMENT SERVICES CORP. (MILLBURN NJ)
NJ
10/01/2000 - 01/22/2007
WACHOVIA SECURITIES, LLC (UNION NJ)
NC
11/01/1995 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 04/23/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/30/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Nicole Rutigliano is the right advisor for you? Invested Better is here to help.
