Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Breitenstein is a financial professional with over 15 years of experience in the financial services industry. Nicole is currently registered with Clarendon Insurance Agency, Inc. in Waltham, Massachusetts. Nicole has held previous positions with ALPS Distributors, Inc. in Denver, Colorado, The O.N. Equity Sales Company and Ohio National Equities, Inc. in Cincinnati, Ohio. Nicole holds Series 7TO, Series 6, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
10/10/2023 - Present
Clarendon Insurance Agency, Inc. (WALTHAM MA)
CO
09/27/2022 - 07/14/2023
ALPS DISTRIBUTORS, INC. (DENVER CO)
OH
07/11/2019 - 11/23/2020
THE O.N. EQUITY SALES COMPANY (Cincinnati OH)
OH
06/14/2007 - 07/11/2019
OHIO NATIONAL EQUITIES, INC. (CINCINNATI OH)
OH
02/13/2007 - 06/14/2007
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
BC
Issued 05/09/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/11/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/08/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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