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Nicole Rogers

Pruco Securities, LLC

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About Nicole Rogers

Nicole Rogers is a financial professional with over 20 years of experience in the industry. Nicole is currently registered with Pruco Securities, LLC and holds Series 6, Series 63 and SIE licenses. Nicole has previously worked with Royal Alliance Associates, Inc. and Signator Investors, Inc. in New York. Nicole is currently registered with Pruco Securities, LLC in New York and specializes in providing investment advisory services to individuals, high net worth individuals, corporations and businesses.

Firm Information

Nicole Rogers is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Nicole Rogers’s Registration & Firm History

NY

06/01/2021 - Present

Pruco Securities, LLC (Williamsville NY)

NY

11/02/2018 - 11/30/2018

ROYAL ALLIANCE ASSOCIATES, INC. (WILLIAMSVILLE NY)

NY

09/27/2007 - 11/02/2018

SIGNATOR INVESTORS, INC. (WILLIAMSVILLE NY)

NY

12/21/1999 - 03/06/2007

SIGNATOR INVESTORS, INC. (WILLIAMSVILLE NY)

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Licenses & Designations

BC

Issued 12/27/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicole Rogers.
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