Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Roesch-rundle is a financial advisor who has been in the industry since 2014. Nicole is currently registered with Stifel, Nicolaus & Company, Inc. and is licensed in Missouri. Previously, Nicole was associated with TD Ameritrade, Inc., Scottrade, Inc., and Commerce Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/26/2023 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
02/26/2018 - 01/10/2020
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
09/29/2015 - 02/26/2018
SCOTTRADE, INC. (ST. LOUIS MO)
MO
03/10/2014 - 09/23/2015
COMMERCE BROKERAGE SERVICES, INC. (ST. LOUIS MO)
BOTH
Issued 09/25/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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