Unclaimed
Nicole White is a registered representative with Foreside Fund Services, LLC and is licensed to provide investment advice in all 50 states and the District of Columbia. Nicole has been in the financial services industry since 2017. She holds Series 7, Series 66 and SIE licenses. Nicole previously worked at ICAPITAL MARKETS LLC, ICAPITAL SECURITIES, LLC and UBS FINANCIAL SERVICES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/09/2024 - Present
Foreside Fund Services, LLC (Garden City NY)
NY
11/30/2023 - 03/18/2024
ICAPITAL MARKETS LLC (NEW YORK NY)
NY
01/27/2022 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
NY
06/22/2018 - 12/17/2021
FORESIDE FUND SERVICES, LLC (New York NY)
CT
08/09/2017 - 05/07/2018
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
BOTH
Issued 12/22/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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