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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Renee Simpson is a financial advisor with EP Wealth Advisors, a firm that provides financial planning, investment management, and retirement planning services. Nicole has been a registered investment advisor since 2007. Nicole is a Certified Financial Planner™ professional, and holds Series 7 and Series 66 licenses. Her experience includes working with clients of various backgrounds, including individuals, families, businesses, and non-profits. She helps her clients create financial plans, manage their investments, and prepare for retirement. Nicole is passionate about helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan advisory services & tax preparation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/17/2020 - Present
EP Wealth Advisors (Irvine CA)
CA
07/27/2010 - 01/12/2015
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN DIEGO CA)
CA
06/01/2009 - 07/29/2010
MORGAN STANLEY SMITH BARNEY (SAN DIEGO CA)
CA
06/19/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
BOTH
Issued 01/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/2015
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
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