Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Renee Reeg is a registered representative of Wells Fargo Advisors Financial Network, LLC. Nicole has been in the securities industry since August 9, 2007. Nicole is registered in Iowa. She is also a registered representative of Wells Fargo Advisors Financial Network, LLC. Nicole is a general securities representative and holds the Series 7, Series 66 and SIE licenses. Nicole provides financial planning, investment consulting services, portfolio management and pension consulting for a range of client types. Nicole works out of the Dubuque, IA branch office. Prior to joining Wells Fargo Advisors, Nicole was employed by Wachovia Securities, LLC, and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
10/13/2011 - Present
Wells Fargo Advisors Financial Network, LLC (DUBUQUE IA)
IA
01/01/2008 - 02/20/2009
WACHOVIA SECURITIES, LLC (DUBUQUE IA)
IA
03/16/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DUBUQUE IA)
BOTH
Issued 10/12/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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