Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Horton is a financial advisor with FTI Capital Advisors, LLC, registered with FINRA. She has been in the industry since June 21, 2006, with previous experience at Ernst & Young Capital Advisors, LLC, Macquarie Capital (USA) Inc., and Giuliani Capital Advisors LLC. Nicole has a Series 7, Series 63, and Series 79TO license and is licensed in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/26/2020 - Present
FTI Capital Advisors, LLC (Los Angeles CA)
CA
02/06/2018 - 10/31/2018
ERNST & YOUNG CAPITAL ADVISORS, LLC (LOS ANGELES CA)
CA
07/16/2010 - 02/12/2016
ERNST & YOUNG CAPITAL ADVISORS, LLC (LOS ANGELES CA)
CA
05/09/2007 - 07/21/2009
MACQUARIE CAPITAL (USA) INC. (LOS ANGELES CA)
CA
06/20/2001 - 04/19/2007
GIULIANI CAPITAL ADVISORS LLC (LOS ANGELES CA)
BC
Issued 06/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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