Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Bowen is a financial advisor with over 11 years of experience in the industry. Nicole is currently registered with M Holdings Securities, Inc. and has been with the firm since February 2023. Nicole has a strong background in the industry having previously worked at Edward Jones and Waddell & Reed. Nicole holds multiple securities licenses including Series 4, 7, 6, 24, 26, 52, 53, and 66. Nicole is dedicated to providing her clients with personalized financial advice and guidance. Nicole offers a variety of financial services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OR
02/13/2023 - Present
M Holdings Securities, Inc. (PORTLAND OR)
MO
11/12/2019 - 02/22/2023
EDWARD JONES (ST. LOUIS MO)
KS
10/14/2011 - 11/04/2019
WADDELL & REED (OVERLAND PARK KS)
BOTH
Issued 10/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2023
Series 4 - Registered Options Principal Examination
BC
Issued 04/17/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/31/2014
Series 24 - General Securities Principal Examination
BC
Issued 02/20/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2015
Series 52 - Municipal Securities Representative Examination
BC
Issued 05/15/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/13/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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