Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Prejean Bacot is a registered representative with ADP Broker-Dealer, Inc. Nicole has been in the securities industry since 2007. Nicole is licensed to sell securities in several states. Nicole is also licensed to sell variable contracts and investment company products. Nicole is a Series 7, 63, 66 and SIE exam holder. Nicole's branch office is located in FLORHAM PARK, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
09/05/2023 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
LA
08/30/2007 - 12/31/2008
PRINCOR FINANCIAL SERVICES CORPORATION (BATON ROUGE LA)
BC
Issued 09/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/01/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/05/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/16/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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