Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Pompa is an investment advisor representative affiliated with PFS Investments Inc. She is licensed to sell securities in Delaware, Maryland, New Jersey, and Pennsylvania. Nicole has been in the financial services industry since March 10, 2019. She has a Series 63, Series 65, and Series 26 license. She offers portfolio management services for individuals. Nicole is also a licensed insurance agent for Primerica Financial Services. She works out of the Quakertown, PA office of PFS Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
PA
12/22/2021 - Present
PFS Investments Inc. (Quakertown PA)
IA
Issued 12/03/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/11/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/28/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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