Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Pannullo is a financial advisor with over 5 years of experience in the financial services industry. Nicole holds Series 3, 7TO, 63 and 66 licenses and currently works as a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Nicole specializes in providing investment advice and portfolio management services to individuals, families, and businesses. Nicole has a strong track record of success in helping clients achieve their financial goals. Prior to joining Merrill Lynch, Nicole was a registered representative with ICapital Markets LLC and Simon Markets LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/05/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
12/12/2023 - 04/23/2024
ICAPITAL MARKETS LLC (NEW YORK NY)
NY
04/19/2021 - 12/01/2023
SIMON MARKETS LLC (New York NY)
NY
06/24/2019 - 04/09/2021
MAN INVESTMENTS INC. (NEW YORK NY)
BOTH
Issued 05/24/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2019
Series 3 - National Commodity Futures Examination
BC
Issued 06/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Nicole Pannullo is the right advisor for you? Invested Better is here to help.
