Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Paige Nelson is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Nicole has been in the securities industry since January 18, 2021. Nicole is licensed to provide investment advisory services in Nevada and Texas and has a Series 66, Series 7TO, Series 10 and Series 9 license. Nicole is registered to provide investment advisory services in 53 states and jurisdictions, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Nicole is a registered representative for Merrill Lynch, Pierce, Fenner & Smith Inc., which provides investment advisory services to corporations, individuals, pension plans, investment companies, insurance companies, charitable organizations, and state or municipal government entities. Merrill Lynch, Pierce, Fenner & Smith Inc. manages approximately $10 billion - $50 billion in assets. Nicole provides advisory services, including, but not limited to, performance measurement reports, allocation modeling, investment policy statements, research reports and services, selection of other advisers, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
05/14/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAS VEGAS NV)
BOTH
Issued 03/18/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/20/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/02/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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