Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole McFarlane is a Registered Principal at R. Seelaus & Co., LLC. Nicole has been in the industry since October 15, 2012. Nicole holds the Series 99, Series 28 and SIE licenses. Nicole has been registered with FINRA since October 15, 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
10/15/2012 - Present
R. Seelaus & CO., LLC (Chatham NJ)
BC
Issued 08/16/2013
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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