Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole O'Connor is a registered representative with TP Icap Global Markets Americas LLC, and has been in the securities industry for over 19 years. Nicole was previously registered with ICAP SECURITIES USA LLC, AIG SECURITIES LENDING CORP., ICAP ELECTRONIC BROKING LLC, INTERCAPITAL SECURITIES LLC, and WACHOVIA SECURITIES, LLC. Nicole holds Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
11/05/2009 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
07/26/2007 - 11/14/2008
AIG SECURITIES LENDING CORP. (NEW YORK NY)
NJ
11/17/2005 - 07/16/2007
ICAP ELECTRONIC BROKING LLC (JERSEY CITY NJ)
NJ
03/01/2004 - 11/17/2005
INTERCAPITAL SECURITIES LLC (JERSEY CITY NJ)
MO
11/26/2003 - 02/20/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 12/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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