Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Middendorf is a financial advisor with Raymond James Financial Services Advisors, Inc. Nicole has been working in the industry since 1999 and has extensive experience in financial planning, portfolio management, and pension consulting. Nicole holds Series 7, Series 24, Series 31 and Series 63 and Series 65 licenses. Nicole's previous roles include time at LPL Financial LLC and Morgan Stanley DW INC.. Nicole is passionate about helping clients achieve their financial goals and provides personalized advice and guidance to each of her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MN
01/24/2019 - Present
Raymond James Financial Services Advisors, Inc. (MINNEAPOLIS MN)
MN
01/06/2003 - 05/04/2017
LPL FINANCIAL LLC (PLYMOUTH MN)
NY
08/18/1999 - 01/07/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 09/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 08/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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