Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Ng is a licensed securities professional and investment advisor representative with Northwestern Mutual Investment Services, LLC, a firm based in Milwaukee, Wisconsin. Nicole is registered with the state of California. Nicole has passed the Series 6TO, Series 63 and SIE exams. Nicole has been in the securities industry since December 11, 2023. Nicole's current branch office is located in Irvine, California. Nicole is affiliated with Northwestern Mutual Investment Services, LLC since December 12, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
12/12/2023 - Present
Northwestern Mutual Investment Services, LLC (Irvine CA)
BC
Issued 05/06/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Nicole Ng is the right advisor for you? Invested Better is here to help.
