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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Morganheira is a financial advisor who has been working in the industry since August 17, 2000. Nicole is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked at PNC Investments, Citigroup Global Markets Inc., UBS Financial Services Inc. and Fiserv Securities, Inc. Nicole has a wide range of experience in the industry, including working with high net worth individuals, corporations, and institutions. Nicole's experience and expertise can help you achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/07/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BALA CYNWYD PA)
PA
11/15/2006 - 05/18/2011
PNC INVESTMENTS (PHILADELPHIA PA)
PA
11/29/2005 - 11/09/2006
CITIGROUP GLOBAL MARKETS INC. (PHILADELPHIA PA)
NJ
08/12/2004 - 12/20/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
PA
12/07/1998 - 06/28/2004
FISERV SECURITIES, INC. (PHILADELPHIA PA)
IA
Issued 04/21/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/29/2001
Series 4 - Registered Options Principal Examination
BC
Issued 12/02/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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