Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Moon Johnson is a financial advisor with Global Atlantic Distributors, LLC. Nicole has been in the financial services industry since 2002. Nicole is currently registered in Ohio. Nicole previously worked at THE O.N. EQUITY SALES COMPANY, LINCOLN INVESTMENT, CAPITAL ANALYSTS, INCORPORATED, W&S BROKERAGE SERVICES, INC., FIFTH THIRD SECURITIES, INC. and FIDELITY BROKERAGE SERVICES, INC. Nicole has passed the following FINRA exams: Series 7, Series 24, Series 63 and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
08/28/2020 - Present
Global Atlantic Distributors, LLC (HARTFORD CT)
OH
11/18/2015 - 07/23/2020
THE O.N. EQUITY SALES COMPANY (Cincinnati OH)
OH
06/01/2012 - 07/13/2015
LINCOLN INVESTMENT (CINCINNATI OH)
OH
09/18/2007 - 06/01/2012
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
OH
06/23/2005 - 12/18/2006
W&S BROKERAGE SERVICES, INC. (CINCINNATI OH)
OH
03/22/2000 - 11/14/2003
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
RI
09/24/1998 - 05/14/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 10/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nicole Johnson is the right advisor for you? Invested Better is here to help.
