Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Mochnal is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC. Nicole has been in the industry since 1999 and has held prior positions at Wells Fargo Clearing Services, LLC, Wachovia Securities, LLC, First Union Brokerage Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Nicole is registered in 40 states and the District of Columbia as a broker-dealer and in 1 state as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/12/2023 - Present
Wells Fargo Advisors Financial Network, LLC (WESTFIELD NJ)
NJ
11/16/2006 - 05/11/2023
WELLS FARGO CLEARING SERVICES, LLC (SUMMIT NJ)
MO
10/01/2000 - 01/20/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
09/25/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
02/02/1998 - 07/28/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 02/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/15/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/16/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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