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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Boniface is a financial advisor with Raymond James & Associates, Inc. based in Houston, TX. Nicole has over 15 years of experience in the financial services industry. Nicole works with a range of clients, including high-net-worth individuals, corporations, and institutions. She provides a variety of financial planning services, including investment management, retirement planning, and estate planning. Nicole is committed to helping her clients achieve their financial goals. Nicole is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, 31, 63, and 66 licenses, as well as the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/20/2019 - Present
Raymond James & Associates, Inc. (HOUSTON TX)
TX
12/10/2009 - 09/25/2019
MORGAN STANLEY (HOUSTON TX)
NJ
04/21/2005 - 12/09/2009
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
CA
08/24/2004 - 12/31/2004
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
BOTH
Issued 06/13/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 08/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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