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Nicole Mesha Wallace

Nylife Securities LLC

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About Nicole Mesha Wallace

Nicole Wallace is a financial professional with Nylife Securities LLC. Nicole has been in the industry since 2017 and holds the Series 99 and SIE licenses. Nicole is registered with FINRA.

Firm Information

Nicole Wallace is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicole Wallace’s Registration & Firm History

IL

10/10/2017 - Present

Nylife Securities LLC (DOWNERS GROVE IL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2017

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicole Mesha Wallace.
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