Unclaimed
Nicole Mascher de lima is a financial professional with over six years of experience in the securities industry. Nicole is currently registered with Vanguard Marketing Corp. and holds Series 7 and Series 63 licenses as well as the Securities Industry Essentials (SIE) exam. Nicole has previously been registered with Aberdeen Fund Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
03/15/2022 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
11/02/2016 - 01/12/2022
ABERDEEN FUND DISTRIBUTORS, LLC (PHILADELPHIA PA)
BC
Issued 11/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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