Unclaimed
Nicole Mary Latorre is a registered representative with Foreside Fund Services, LLC. Nicole has been in the industry since 2013. Nicole is licensed in California, Florida, Illinois, New York, and Texas. Nicole has passed the Series 63, Series 66, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/24/2019 - Present
Foreside Fund Services, LLC (Miami FL)
FL
04/07/2018 - 05/20/2019
FORESIDE FUND SERVICES, LLC (Miami FL)
FL
12/14/2006 - 07/05/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
BC
Issued 08/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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