Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Spiker is a financial advisor registered with Charles Schwab & CO., Inc. Nicole has been in the financial industry since April 10, 2017. She is registered with the state of Texas and offers investment advisory services, including financial planning and selection of other advisors. Nicole has experience with TD Ameritrade, Inc. and Scottrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NE
01/11/2021 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
03/08/2022 - 05/19/2024
TD AMERITRADE, INC. (OMAHA NE)
TX
10/15/2017 - 01/12/2021
TD AMERITRADE, INC. (Southlake TX)
MO
04/11/2017 - 02/26/2018
SCOTTRADE, INC. (ST. LOUIS MO)
BOTH
Issued 06/09/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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