Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Wortsman is a financial advisor at Edward Jones. Nicole has been in the financial industry since 2011 and has experience working with Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Nicole is licensed to provide financial advice in multiple states including Florida, Texas, and California. Nicole holds the Series 6, 7, and 63 licenses. Nicole is a Certified Financial Planner™ professional. Nicole is also the manager of Compass One Enterprises LLC and Compass Two Enterprises, both located in Tavares, Florida. Nicole's commitment to her clients is evident in her dedication to providing them with the best possible financial advice. Nicole has helped numerous clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
08/07/2024 - Present
Edward Jones (MOUNT DORA FL)
FL
11/11/2011 - 09/11/2019
WELLS FARGO CLEARING SERVICES, LLC (MOUNT DORA FL)
BC
Issued 12/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/10/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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