Unclaimed
Nicole Marie Sutter is a registered representative with Thrivent Investment Management Inc. Nicole has been in the financial industry since 2001 and has experience in the financial services industry, specifically in the areas of financial planning, portfolio management for individuals, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
12/20/2013 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
NY
12/19/2000 - 09/27/2007
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BOTH
Issued 01/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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