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Nicole Marie Roubik

DAI Wealth, LLC

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About Nicole Marie Roubik

Nicole Marie Roubik is a registered investment advisor representative with DAI Wealth, LLC, based in Atlanta, Georgia. Nicole has over 7 years of experience in the financial services industry and has held previous positions with Concorde Investment Services, LLC in Livonia, Michigan and Triad Advisors, Inc. in Mankato, Minnesota. Nicole is licensed to provide investment advice in Minnesota. She is also registered as a securities agent in Minnesota. Nicole holds the Series 7, Series 63, and Series 66 licenses. She provides investment advisory services to individuals, businesses, and charitable organizations.

Firm Information

Nicole Roubik is currently registered with DAI Wealth, LLC. DAI Wealth, LLC is an investment advisory firm based in Atlanta, GA. With 24 registered representatives, they manage approximately $152,547,774 in assets for 1,073 clients. Their advisory services include financial planning, portfolio management for individuals, and selection of other advisors. They primarily serve individuals, with a focus on high-net-worth clients, but also work with charitable organizations, pension and profit-sharing plans, corporations or other businesses, and state or municipal government entities.
DAI Wealth, LLC

2800 CENTURY PARKWAY NE

ATLANTA, GA 30345

$152.55M

Assets Under Management

1

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Referral fees

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Nicole Roubik’s Registration & Firm History

GA

01/29/2014 - Present

DAI Wealth, LLC (ATLANTA GA)

MN

10/16/2015 - 04/17/2018

CONCORDE INVESTMENT SERVICES, LLC (Mankato MN)

MN

09/27/2012 - 10/22/2015

TRIAD ADVISORS, INC. (MANKATO MN)

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Licenses & Designations

BOTH

Issued 10/20/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/16/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicole Marie Roubik.
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