Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Marie Rivera is a registered representative with LPL Financial LLC and has been in the industry since January 7, 2018. Nicole is licensed in Colorado and offers a variety of services including financial planning, portfolio management, and investment advisory services. Nicole previously worked with Waddell & Reed and NYLIFE Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
01/10/2023 - Present
LPL Financial LLC (FORT COLLINS CO)
CO
01/05/2021 - 07/21/2021
WADDELL & REED (FORT COLLINS CO)
CO
03/20/2019 - 10/20/2020
NYLIFE SECURITIES LLC (FORT COLLINS CO)
CO
05/18/2016 - 10/11/2017
NYLIFE SECURITIES LLC (FORT COLLINS CO)
BOTH
Issued 08/08/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/11/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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