Unclaimed
Nicole Pytlak is a financial professional with over 15 years of experience in the industry. Nicole currently holds a Series 3, Series 7, and SIE license and is registered with FINRA and the state of Massachusetts. Nicole is currently employed with Loomis Sayles Distributors, LP and previously worked with MMC Securities LLC, Foreside Fund Services, LLC and Putnam Retail Management Limited Partnership.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
03/09/2020 - Present
Loomis Sayles Distributors, LP (BOSTON MA)
MA
10/22/2010 - 11/11/2019
MMC SECURITIES LLC (BOSTON MA)
MA
06/30/2008 - 09/02/2010
FORESIDE FUND SERVICES, LLC (BOSTON MA)
MA
02/24/2005 - 06/30/2008
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 07/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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