Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Marie Pecoraro is a financial advisor who is registered in 8 states including Delaware, District of Columbia, Maryland, New Jersey, New York, Pennsylvania, Virginia, and West Virginia. Nicole is currently employed at Brookfield Oaktree Wealth Solutions LLC. Nicole has also held previous positions with Quasar Distributors, LLC, Brookfield Private Advisors LLC, Independent Brokerage Solutions LLC, and HRC Fund Associates, LLC. Nicole has passed the Series 6, Series 63, Series 7TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/22/2021 - Present
Brookfield Oaktree Wealth Solutions LLC (New York NY)
NY
02/05/2018 - 12/31/2021
QUASAR DISTRIBUTORS, LLC (New York NY)
NY
03/12/2021 - 12/22/2021
BROOKFIELD PRIVATE ADVISORS LLC (New York NY)
NY
10/10/2019 - 12/22/2021
INDEPENDENT BROKERAGE SOLUTIONS LLC (NEW YORK NY)
NY
03/21/2011 - 02/02/2018
HRC FUND ASSOCIATES, LLC (NEW YORK NY)
BC
Issued 11/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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