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Nicole Marie O'Connell

Newedge Securities, Inc.

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About Nicole Marie O'Connell

Nicole O'Connell is a Financial and Operations Principal at Newedge Securities, Inc. Nicole has been in the securities industry for over 2 years and is registered with FINRA.

Firm Information

Nicole O'Connell is currently registered with Newedge Securities, Inc.. Newedge Securities, Inc. is a Corporation formed on December 14, 1981. The firm is registered with the SEC and in 53 states. Newedge Securities, Inc. has a history of disclosures including 7 Regulatory Events, 1 Civil Event, and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

68

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicole O'Connell’s Registration & Firm History

PA

06/06/2019 - Present

Newedge Securities, Inc. (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 06/06/2019

Series 27 - Financial and Operations Principal Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nicole Marie O'Connell.
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