linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Nicole Marie Nieves

Citigroup Global Markets Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Nicole? Claim Your Profile

About Nicole Marie Nieves

Nicole Marie Nieves is a financial professional with over eight years of experience in the industry. Nicole is currently registered with Citigroup Global Markets Inc. and has previously worked with LLOYDS SECURITIES and LAZARD FRERES & CO. LLC. Nicole holds the Series 63, SIE, and Series 79 licenses. Nicole has a diverse background and specializes in a broad range of financial services, including investment banking, asset allocation, and financial planning. Nicole is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Nicole Nieves is currently registered with Citigroup Global Markets Inc.. Citigroup Global Markets Inc. is a corporation formed in October 1998, headquartered in New York, NY. The firm provides a wide range of investment advisory services including financial planning, asset allocation advice, pension consulting, publication of periodicals, selection of other advisors, and portfolio management for individuals, businesses, and other clients. With over 10,000 employees, including licensed agents, investment advisor representatives, and registered representatives, Citigroup Global Markets Inc. manages over $40 billion in assets for clients across various client types, including individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm is registered with the SEC and in all 50 states.
Citigroup Global Markets Inc.

388 GREENWICH STREET

NEW YORK, NY 10013

$40.52B

Assets Under Management

11,754

Total Clients

3,637

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Nicole Nieves’s Registration & Firm History

CT

07/24/2018 - Present

Citigroup Global Markets Inc. (Stamford CT)

NY

09/06/2017 - 07/16/2018

LLOYDS SECURITIES (NEW YORK NY)

NY

08/16/2016 - 04/05/2017

LAZARD FRERES & CO. LLC (NEW YORK NY)

NY

09/22/2014 - 07/15/2016

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

Not sure if Nicole Marie Nieves is right for you?

Licenses & Designations

BC

Issued 09/25/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicole Marie Nieves.
Not sure if Nicole Marie Nieves is right for you?