Unclaimed
Nicole Marie Miller is a financial advisor with Cetera Investment Advisers LLC. Nicole has over 15 years of experience in the financial services industry. Nicole is registered with the state of Minnesota and Texas, and holds the Series 7, Series 24, Series 52, Series 53, and Series 63 licenses. Nicole also holds the SIE exam. Nicole's experience includes working with individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
01/18/2023 - Present
Cetera Investment Advisers LLC (ST CLOUD MN)
MN
03/18/2019 - 11/21/2019
WOODBURY FINANCIAL SERVICES, INC. (AVON MN)
MN
09/14/2018 - 03/27/2019
LPL FINANCIAL LLC (AVON MN)
MN
04/21/2010 - 09/17/2018
CETERA INVESTMENT SERVICES LLC (ST CLOUD MN)
MN
04/25/2012 - 02/12/2013
CETERA FINANCIAL SPECIALISTS LLC (SAINT CLOUD MN)
MN
10/29/2010 - 02/12/2013
CETERA ADVISORS LLC (SAINT CLOUD MN)
MN
10/27/2010 - 02/12/2013
CETERA ADVISOR NETWORKS LLC (SAINT CLOUD MN)
IA
Issued 4/9/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 3/14/2011
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/20/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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