Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Marie Miller is an investment advisor representative with Cetera Investment Advisers LLC. Nicole has been in the financial services industry since 2010 and holds the Series 7, Series 63, Series 24, Series 52TO, Series 53, and Series 65 licenses. Nicole has a proven track record of success in providing financial advice to individuals, families, and businesses. Cetera Investment Advisers LLC is an investment advisor firm that offers a wide range of financial services, including financial planning, portfolio management, and retirement planning. Cetera Investment Advisers LLC is committed to providing its clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
01/18/2023 - Present
Cetera Investment Advisers LLC (ST CLOUD MN)
MN
03/18/2019 - 11/21/2019
WOODBURY FINANCIAL SERVICES, INC. (AVON MN)
MN
09/14/2018 - 03/27/2019
LPL FINANCIAL LLC (AVON MN)
MN
04/21/2010 - 09/17/2018
CETERA INVESTMENT SERVICES LLC (ST CLOUD MN)
MN
04/25/2012 - 02/12/2013
CETERA FINANCIAL SPECIALISTS LLC (SAINT CLOUD MN)
MN
10/29/2010 - 02/12/2013
CETERA ADVISORS LLC (SAINT CLOUD MN)
MN
10/27/2010 - 02/12/2013
CETERA ADVISOR NETWORKS LLC (SAINT CLOUD MN)
IA
Issued 04/09/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/14/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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