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Nicole Marie Miller

Cetera Investment Advisers LLC

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About Nicole Marie Miller

Nicole Marie Miller is a financial advisor with Cetera Investment Advisers LLC. Nicole has over 15 years of experience in the financial services industry. Nicole is registered with the state of Minnesota and Texas, and holds the Series 7, Series 24, Series 52, Series 53, and Series 63 licenses. Nicole also holds the SIE exam. Nicole's experience includes working with individuals, corporations, and charitable organizations.

Firm Information

Nicole Miller is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

400 1ST STREET S STE 300

ST CLOUD, MN 56301

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicole Miller’s Registration & Firm History

MN

01/18/2023 - Present

Cetera Investment Advisers LLC (ST CLOUD MN)

MN

03/18/2019 - 11/21/2019

WOODBURY FINANCIAL SERVICES, INC. (AVON MN)

MN

09/14/2018 - 03/27/2019

LPL FINANCIAL LLC (AVON MN)

MN

04/21/2010 - 09/17/2018

CETERA INVESTMENT SERVICES LLC (ST CLOUD MN)

MN

04/25/2012 - 02/12/2013

CETERA FINANCIAL SPECIALISTS LLC (SAINT CLOUD MN)

MN

10/29/2010 - 02/12/2013

CETERA ADVISORS LLC (SAINT CLOUD MN)

MN

10/27/2010 - 02/12/2013

CETERA ADVISOR NETWORKS LLC (SAINT CLOUD MN)

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Licenses & Designations

IA

Issued 4/9/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 9/22/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2012

Series 53 - Municipal Securities Principal Examination

BC

Issued 3/14/2011

Series 24 - General Securities Principal Examination

BC

Issued 1/2/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/20/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicole Marie Miller.
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