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Nicole Marie Marchand ross

Metlife Investments Securities, LLC

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About Nicole Marie Marchand ross

Nicole Marie Marchand ross is a financial professional with over 10 years of experience in the industry. Nicole is currently registered with Metlife Investments Securities, LLC and previously held positions at Blackrock Investments, LLC, Millington Securities, Inc., and Goldman, Sachs & Co.. Nicole holds the Series 7, Series 63, Series 65, and SIE licenses. Nicole is licensed in all 50 states.

Firm Information

Nicole Marchand ross is currently registered with Metlife Investments Securities, LLC. Metlife Investments Securities, LLC is a Limited Liability Company formed on August 31, 2016. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicole Marchand ross’s Registration & Firm History

NJ

08/11/2023 - Present

Metlife Investments Securities, LLC (WHIPPANY NJ)

NY

06/15/2017 - 07/24/2023

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

NJ

10/15/2015 - 06/07/2017

MILLINGTON SECURITIES, INC. (RED BANK NJ)

NY

02/11/2013 - 10/23/2015

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/08/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/09/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicole Marie Marchand ross.
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