Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Marie Garcia is a registered representative with Valmark Securities, Inc. in SANTA BARBARA, CA. Nicole has been in the securities industry since 2014. Nicole is licensed in California. Nicole has passed the Series 6, Series 63 and SIE exams. Nicole previously worked at J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/26/2014 - Present
Valmark Securities, Inc. (SANTA BARBARA CA)
CA
08/03/2013 - 11/14/2013
J.P. MORGAN SECURITIES LLC (SANTA BARBARA CA)
BC
Issued 08/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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