Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Marie French is a registered representative with Charles Schwab & CO., Inc. with 3 years of experience in the industry. Nicole is licensed in 27 states and has her Series 7TO, Series 66 and SIE licenses. Prior to joining Charles Schwab & CO., Inc., Nicole worked at TD Ameritrade, INC. for 3 years. Nicole specializes in Retirement Planning and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
FL
02/08/2022 - Present
Charles Schwab & CO., Inc. (St. Petersburg FL)
FL
02/23/2021 - 07/29/2024
TD AMERITRADE, INC. (St. Petersburg FL)
BOTH
Issued 07/20/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/23/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/18/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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