Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Marie England is a financial professional with over 18 years of experience in the financial services industry. Nicole currently works at Thrivent Investment Management Inc. in Minneapolis, Minnesota. She holds a Series 63, Series 66, and Series 7 licenses, and has also passed the SIE, Series 24, Series 4, and Series 52TO exams. Nicole specializes in providing financial planning and investment management services to individuals, businesses, and charitable organizations. Her prior experience includes roles at Wells Fargo Advisors and U.S. Bancorp Investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
10/01/2024 - Present
Thrivent Investment Management Inc. (Puyallup WA)
WA
11/21/2013 - 01/16/2020
WELLS FARGO CLEARING SERVICES, LLC (PUYALLUP WA)
WA
12/07/2004 - 09/24/2012
EDWARD JONES (ORTING WA)
BOTH
Issued 05/01/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2022
Series 4 - Registered Options Principal Examination
BC
Issued 05/09/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/12/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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