Unclaimed
Nicole Marie Ellis is a registered representative of Hennion & Walsh, Inc. Nicole joined the financial services industry on September 28, 2018. She has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99). Nicole is located in the Parsippany, New Jersey branch office of Hennion & Walsh, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
09/28/2018 - Present
Hennion & Walsh, Inc. (PARSIPPANY NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
Not sure Nicole Ellis is the right advisor for you? Invested Better is here to help.