Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Downing is a registered representative with J.P. Morgan Securities LLC and has been in the industry since November 13, 2006. Nicole has been associated with J.P. Morgan Securities LLC since October 1, 2012 and prior to that she was registered with Nationwide Investment Services Corporation and Chase Investment Services Corp. Nicole has a variety of licenses and registrations, including Series 4, Series 7, Series 24, Series 52TO, Series 53, and Series 63. Nicole is also a registered investment adviser with J.P. Morgan Securities LLC in Ohio. Nicole has a history of providing financial planning, portfolio management for individuals and businesses, and selection of other advisors to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
06/05/2019 - Present
J.p. Morgan Securities LLC (Columbus OH)
OH
01/12/2015 - 06/05/2019
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
10/01/2012 - 01/08/2015
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
OH
11/10/2006 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
IA
Issued 09/25/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2019
Series 4 - Registered Options Principal Examination
BC
Issued 05/21/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/31/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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