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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Clarke is a financial advisor who has been registered with the Securities and Exchange Commission since 2005. Nicole has experience working with a range of clients including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Nicole currently works at Waverly Advisors, LLC which is based in Birmingham, Alabama. Prior to joining Waverly Advisors, LLC Nicole was a financial advisor at SII Investments, INC in Merrillville, Indiana. Nicole holds a Series 7, Series 24, Series 51 and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AL
01/01/2025 - Present
Waverly Advisors, LLC (BIRMINGHAM AL)
IN
10/22/2007 - 12/16/2016
SII INVESTMENTS, INC. (MERRILLVILLE IN)
IN
09/22/2005 - 10/22/2007
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (MERRILLVILLE IN)
BOTH
Issued 10/13/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 12/16/2016
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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