Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Brunner is a financial advisor with over 13 years of experience in the industry. Nicole is registered in both New Jersey and Wisconsin as an investment advisor representative. Nicole is currently employed by Osaic Wealth, Inc. and has previously worked at Woodbury Financial Services, Inc., LPL Financial LLC and Wealth Enhancement Brokerage Services, LLC. Nicole has a variety of licenses and certifications, including the Series 7TO, Series 6, Series 63, Series 66 and Series 99TO exams. Nicole specializes in working with high net worth individuals, individuals other than high net worth, charitable organizations, corporations or other businesses, pension and profit-sharing plans and state or municipal government entities. Nicole is dedicated to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
02/09/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
MN
05/02/2022 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
MN
02/01/2011 - 05/04/2015
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
MN
12/20/2007 - 03/04/2011
LPL FINANCIAL LLC (OAKDALE MN)
MN
01/02/2008 - 01/20/2011
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (PLYMOUTH MN)
MN
04/02/2007 - 12/03/2007
WOODBURY FINANCIAL SERVICES, INC. (WOODBURY MN)
BOTH
Issued 02/08/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/31/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/02/2022
Series 99TO - Operations Professional Examination
BC
Issued 03/31/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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