Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Marie Andersen is a registered representative and investment advisor with over 28 years of experience in the financial services industry. Nicole is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Nicole has held previous positions with TD Waterhouse Investor Services, Inc., AXA Advisors, LLC, Putnam Retail Management Limited Partnership, Paine Webber Incorporated, and Evergreen Investment Services, Inc. Nicole holds Series 6, 7, 24, 63 and 65 securities licenses and has experience providing financial advice to a wide range of clients, including individuals, high-net-worth individuals, corporations, and institutional investors. Nicole is a dedicated professional who is committed to providing her clients with the highest quality financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
02/24/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STAMFORD CT)
MA
12/09/2005 - 03/07/2009
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
NE
03/02/2005 - 11/01/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
12/16/2004 - 02/09/2005
AXA ADVISORS, LLC (NEW YORK NY)
MA
01/08/2001 - 07/19/2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
NJ
08/20/1999 - 12/13/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/22/1998 - 08/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
06/07/1991 - 06/09/1998
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
IA
Issued 10/22/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1994
Series 7 - General Securities Representative Examination
BC
Issued 06/05/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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