Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Tonner is a financial advisor at DFA Securities LLC. Nicole has over 15 years of experience in the financial services industry. She is licensed to sell securities in California, Illinois, Massachusetts, New York, and Texas. Nicole is a Series 7 and Series 63 licensed professional. Nicole has previously worked at Northwestern Mutual Investment Services, LLC and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
03/19/2010 - Present
DFA Securities LLC (AUSTIN TX)
TX
06/29/2007 - 11/30/2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (AUSTIN TX)
MO
07/26/2006 - 09/12/2006
EDWARD JONES (ST. LOUIS MO)
BC
Issued 07/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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