Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Maria Casp is a financial advisor with over 25 years of experience in the industry. Nicole is currently registered with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. in North Carolina. Nicole has a strong track record of success in providing financial advice to individuals, families, and businesses. Nicole specializes in retirement planning, investment management, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
02/14/2020 - Present
Raymond James & Associates, Inc. (West End NC)
OH
07/23/2012 - 08/12/2019
U.S. BANCORP INVESTMENTS, INC. (FAIRLAWN OH)
OH
11/13/2009 - 07/10/2012
PNC INVESTMENTS (CUYAHOGA FALLS OH)
OH
03/11/2009 - 11/13/2009
NATCITY INVESTMENTS, INC. (N. CANTON OH)
OH
07/25/2006 - 03/02/2009
INVEST FINANCIAL CORPORATION (AKRON OH)
OH
04/04/2005 - 07/12/2006
BUTLER, WICK & CO., INC. (BOARDMAN OH)
OH
06/07/2004 - 01/19/2005
CAPITAL SECURITIES OF AMERICA, INC. (HARTVILLE OH)
IN
01/04/2000 - 06/08/2004
DAVID A. NOYES & COMPANY (INDIANAPOLIS IN)
OH
05/14/1999 - 12/14/1999
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
03/03/1995 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
NA
10/04/1994 - 03/03/1995
SOCIETY INVESTMENTS, INC.
IA
Issued 03/29/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/12/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/11/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Nicole Casp is the right advisor for you? Invested Better is here to help.
